FDA Scraps Helsinki Declaration on Protecting Human Subjects

by GoozNews ~ 08 May 2008 11:38am

In the mid-1990s, the National Institutes of Health ran a clinical trial in Africa testing whether a new antiretroviral drug to combat AIDS worked to prevent mother-child transmission. The trial created an ethical uproar because the control group received a placebo instead of an older anti-AIDS drug called AZT, which had already been proven successful in reducing the number of babies who contracted HIV from their mothers.

To critics, failure to provide a proven therapy to participants in this and similar trials was a basic violation of standards outlined in the Helsinki Declaration on protecting human subjects in research, originally adopted by the World Medical Association in 1964. But to the U.S. Food and Drug Administration and the drug industry, to which it had grown increasingly close over the course of the 1990s, it contradicted its longstanding policy of only requiring trials showing that a new drug was "better than nothing," i.e., better than placebo, to win regulatory approval. If the drug industry were to closely adhere to the Helsinki Declaration, it would always have to run comparison trials if an effective drug were already available.

Rather than accede to international norms, the FDA and the U.S. government in the succeeding years lobbied hard to get the WMA to amend its rules. And it has, several times. For instance, it now allows use of placebo-controlled trials for less serious illnesses. But the basic guidelines protecting human trial subjects' access to best available therapies remained intact.

Why is any of this relevant today? Last week, the FDA formally declared that it will no longer require that clinical trials submitted to the agency to get regulatory approval for a new drug adhere to the Helsinki Declaration. The new rule, which goes into effect next October, was supported by the drug industry but opposed by numerous public interest, patient advocacy, and consumer groups. The new rule requires only that trials conducted abroad by drug manufacturers follow good clinical practices (GCP) and include a review and approval by an independent ethics committee. There's nothing in GCP guidelines that requires patients in the control arm of a trial get access to already proven therapies. They only need receive the standard of care in that country.

What will this mean for the concept of "informed consent" in a poor country? Imagine for a moment that you live on $2 a day in, say, Zimbabwe, and have high blood pressure. Since the disease isn't life-threatening, you skip buying the available anti-hypertensives being sold in the village pharmacy because you can't afford them and none are on the national formulary. Hence, there is no local standard of care.

Now say you learn while visiting the village clinic that an international pharmaceutical company is recruiting patients for a clinical trial testing a new anti-hypertensive drug. If you join the trial, you may only get the placebo. But there's a 50-50 chance you will get the new drug, which hasn't been proven yet, but might work.

Are there risks associated with taking this new drug? Well, so far, none that the doctors think are serious enough to cancel the trial. But it says right on the form that something may turn up in the clinical trial in which you are being asked to participate. You sign up. After all, a 50-50 chance of getting a drug that has a good chance of working (the drug industry wouldn't be here testing it if it didn't, right?) is better than no drug at all. And how much risk could there be, anyway?

Is that really non-coerced, informed consent?

It's getting tougher and tougher to recruit patients in the U.S. to participate in clinical trials. It's also getting a lot more expensive for drug companies to run them here. The result is that 35 percent of all trials submitted to the FDA in new drug applications now take place abroad. This new rule will only make that number grow.

Moreover, many of those trials conducted abroad (or about 15 percent of all trials) aren't even be registered with the FDA. Unlike trials conducted in the U.S., companies do not have to submit an investigative new drug application (IND) to the FDA before beginning research in foreign countries. The FDA estimates about 575 of the foreign trials submitted to the agency each year as part of new drug applications do not go through the IND process. In other words, the FDA has no record that they even exist.

The FDA is required by law to monitor clinical trials conducted under INDs to protect their human subjects. But an Inspector General's report released last September found that the FDA had no registry of trials (which was rectified by passage of the FDA reform law last October); no registry of the Institutional Review Boards that were supposed to be monitoring trials conducted under its auspices; and independently monitored fewer than one percent of the trials it knew about.

And now it has passed a rule that increases the likelihood that more trials will go abroad and that more of them will not even be registered with the FDA, which makes them all but impossible to monitor.

In the final rule published in the Federal Register, the FDA rejected the notion that adopting the self-regulating GCP standard and eliminating references to the Helsinki Declaration "will hurt subjects in developing countries or result in less protection for subjects in foreign studies." The agency noted that GCP requires trial sponsors closely monitor trial behavior and report adverse events. If I were a headline writer at the New York Daily News, the headline on that story would have been: FDA to Global Poor: Drop Dead.

What I can't understand is why no one in the U.S. press, including in the medical literature, paid attention to this story in the past year as this change was underway. Has the U.S. become entirely callous about the impact its ill-conceived policies are having on the rest of the world? Or am I off-base and this stuff really doesn't matter.

Comments

I read that to mean that if a country has a standard of care that is less than the best available treatment anywhere in the world, a company can offer that in a clinical trial and get away with it. Is it ethical for physicians representing a foreign drug company to offer that less-than-optimal local standard in a controlled clinical trial, knowing the other is out there? That's the nub of the ethical dilemma, which isn't addressed by careful monitoring or adverse event reporting.

GCP requires that the study provide the control arm with the "standard of care." GCPs do NOT say to run it against a placebo. The sticky part is in those cases where the test is being conducted where the standard of care is different (less) than it is in the US.
The FDA explains this change in the text of the CFR:
First,we noted that standards for protecting human subjects have evolved considerably over the past decade, as evidenced by revisions of the Declaration by the WMA’s General Assembly and the issuance of several documents by the International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH). We noted that the ICH document‘‘E6 Good Clinical Practice: Consolidated Guideline’’ (ICH E6),which we adopted for use as guidance for industry in 1997 (62 FR 25692, May
9, 1997), includes a definition of GCP that shares many important ethical principles with the 1989 Declaration.1 However, we stated that the concept of GCP in ICH E6 provides more detail and enumeration of specific responsibilities of various parties, including monitoring of the trial and reporting adverse events.
Although we did not specifically incorporate ICH E6 into the proposed revision of § 312.120, we stated that the standard of GCP that we proposed for § 312.120 was consistent with that in ICH E6 and was sufficiently flexible to accommodate differences in how countries regulate the conduct of clinical research and obtain informed consent, while helping to ensure adequate and comparable human subject protection.

FDA Week, of which I'm the editor, has run two articles on this regulation since January. I mention this neither to market the publication nor to pat myself on the back. Rather, I'd like to point out that a few major newspapers subscribe to us so they should know about it.

I should have noted that the trade press has covered this change. It was the mainstream media's lack of interest that concerned me. Many people in the developing world distrust the U.S., and issues like this, should they come to light under scandalous circumstances, would only fan those flames for no other purpose than to make it easier for manufacturers to run clinical trials in poor countries.

We need to distinguish b/w what is ethical and what is profitable. Secondly, who are the real stakeholders and their resources. It is like comparing apples with oranges, but in a different context. The ethical component is liable to be overshadowed and shelved, esp. in the so-called 'emerging economies'. Since, inviting dollars or Euros is the prerogative, esp. since literacy, human rights, and civic responsibility are still not at par with the so-called first world. Public interest, patient advocacy, and consumer groups is a far cry away. It is economics and interests that rule in the emerging economies. As such all are at one level or another violating patient's rights. Informed consent may be relevant in the western nations, but I doubt new recruits pay much attention or even understand what they are getting into, except for some distant hope that they will get some form of occidental treatment. Regulatory bodies and PI's are basically blind signatory entities who offer lip service if at all.
The situation as far as ethics is concerned at this basic fundamental level appears gloomy, and FDA's rulings don't help either. It is all about vested interests, not necessarily better treatment options, as such the smashing term for next best drug in the pipeline, "blockbuster drugs".
Local regulatory bodies in the emerging economies themselves must be resilient, have strong regulatory bodies capable of resisting pressures and not be subservient to vested interests.
What hope is there for the Tanzanian? He's is just trying to survive as long as life permits him.

So...now the FDA and Pharma are legitimizing, abroad, the sort of medical research once done with people of color in this country...the Tuskeegee model.

Byard--

Evidently you have that right. I imagine FDA/Pharma response would be, "Why let a 'good model' go to waste . . . just outsource it, and keep the prying eyes (or perhaps, not so prying--rather disinterested) out of the mix. I read a quote the other day that accurately reflects MY opinion of our healthcare/regulatory system, (with direction from BigPharma): Attributed to comedienne Lily Tomlin--"No matter how cynical I get, I just can't keep up."

Yes, mainstream media does not believe the general public cares, but WE DO. I also suspect reporters are denied the chance to cover such a story. Another reason our news must stop being "owned" by fewer and fewer individuals Vs conglomerates. A free press is the foundation of our free-thinking USA. Doctors and lawyers and the wealthy in this country read their OWN literature and discuss it among themselves. Average Joe is just too dumb. And guess who gets scr****? Right. Middle class, minorities, the elderly and poor. Is this what our country is meant to be?